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FINRA Broker Disclosures for Chelsea Financial Services

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Daniel Ray Overcash354430302/21/2014Customer DisputeAward / Judgment$1,058,880.00$187,500.00See FINRA Report
Ronald Eiger1767584505/26/2009Customer DisputeAward / Judgment$100,000.00$140,000.00See FINRA Report
Jon Paul Franco2636691212/01/2003Customer DisputeAward / Judgment$410,000.00$97,393.00See FINRA Report

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