Our Staff has compiled our research into a database of FINRA Broker Disclosures for Chelsea Financial Services. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Nathan Slater | 2061869 | 2 | 08/30/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Raphael Sebold | 2453748 | 1 | 05/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Martin Pedersen | 1604448 | 1 | 02/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald Eiger | 1767584 | 5 | 04/10/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| David Nathan Slater | 2061869 | 2 | 07/28/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeanette Susan Stofleth | 4860748 | 3 | 06/29/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Rogers Bates | 2257717 | 2 | 09/03/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Baron Thomas Willis | 1161335 | 1 | 03/20/2020 | Customer Dispute | Settled | $23,979.20 | $0.00 | See FINRA Report |
| Christopher Vetrano | 2476447 | 1 | 12/04/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas William Iarrobino | 4932962 | 3 | 11/08/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |