Our Staff has compiled our research into a database of FINRA Broker Disclosures for APW Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Stephen Mayo | 1022781 | 3 | 02/10/2017 | Customer Dispute | Settled | $145,800.00 | $0.00 | See FINRA Report |
| Scott Jason Wallach | 3108314 | 4 | 07/19/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Laughner Hodge | 2307773 | 1 | 11/26/2013 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Scott Jason Wallach | 3108314 | 4 | 11/15/2010 | Customer Dispute | Settled | $7,600.00 | $0.00 | See FINRA Report |
| Stephen Anthony Molinelli | 857407 | 1 | 03/19/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Thomas Pacitti | 3258958 | 3 | 11/06/2008 | Customer Dispute | Settled | $14,829.00 | $0.00 | See FINRA Report |
| Sandy Rita Mesa | 2383349 | 1 | 02/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |