Our Staff has compiled our research into a database of FINRA Broker Disclosures for APW Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Hunt | 1375554 | 1 | 03/18/2019 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Gary Stephen Mayo | 1022781 | 3 | 02/10/2017 | Customer Dispute | Settled | $145,800.00 | $0.00 | See FINRA Report |
| Karl Glenn Simmons | 1837353 | 2 | 10/06/2016 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| John Eugene Marty | 2822873 | 3 | 08/08/2016 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Scott Jason Wallach | 3108314 | 4 | 07/19/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Laughner Hodge | 2307773 | 1 | 11/26/2013 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Timothy John Padva | 1564516 | 2 | 10/17/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Michael Maggio | 2447727 | 3 | 02/24/2011 | Customer Dispute | Denied | $10,850.00 | $0.00 | See FINRA Report |
| Scott Jason Wallach | 3108314 | 4 | 11/15/2010 | Customer Dispute | Settled | $7,600.00 | $0.00 | See FINRA Report |
| David Michael Maggio | 2447727 | 3 | 10/26/2009 | Customer Dispute | Award / Judgment | $105,073.00 | $38,500.00 | See FINRA Report |