Our Staff has compiled our research into a database of FINRA Broker Disclosures for APW Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Eugene Marty | 2822873 | 3 | 08/08/2016 | Customer Dispute | Closed-No Action | $21,000.00 | $0.00 | See FINRA Report |
| Kevin Charles Swanson | 2528342 | 2 | 09/08/2005 | Customer Dispute | Closed-No Action | $83,749.70 | $0.00 | See FINRA Report |
| Timothy John Padva | 1564516 | 2 | 09/01/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |