Our Staff has compiled our research into a database of FINRA Broker Disclosures for APW Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan M Petry | 4622182 | 1 | 04/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry M Levenberg | 6070930 | 1 | 08/12/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Martin Nielsen | 2983432 | 2 | 07/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jaime Facchino | 4699298 | 1 | 05/31/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Eugene Marty | 2822873 | 3 | 12/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Liam Smith | 1407004 | 1 | 01/17/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Casey Cassity | 4791467 | 1 | 07/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Hunt | 1375554 | 1 | 03/18/2019 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Peter Jonathan Valles | 2692789 | 1 | 10/17/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Scott Jason Wallach | 3108314 | 4 | 10/04/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |