Our Staff has compiled our research into a database of FINRA Broker Disclosures for APW Capital, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Hunt | 1375554 | 1 | 03/18/2019 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Timothy John Padva | 1564516 | 2 | 10/17/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Michael Maggio | 2447727 | 3 | 02/24/2011 | Customer Dispute | Denied | $10,850.00 | $0.00 | See FINRA Report |
| Raymond Leonard Harper | 826868 | 1 | 04/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Patrick Nardolillo | 2416654 | 5 | 03/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John R Cartledge | 4017958 | 2 | 09/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory Michael Nardolillo | 2218022 | 2 | 05/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Dorfman | 1457646 | 2 | 04/18/2008 | Customer Dispute | Denied | $480,320.00 | $0.00 | See FINRA Report |
| Gregory Thomas Pacitti | 3258958 | 3 | 05/29/2007 | Customer Dispute | Denied | $38,500.00 | $0.00 | See FINRA Report |
| Barbara Benner Hudock | 1023038 | 2 | 01/26/2007 | Customer Dispute | Denied | $9,177.00 | $0.00 | See FINRA Report |