Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Edward Miller | 2951875 | 2 | 04/23/2007 | Customer Dispute | Settled | $19,433.00 | $0.00 | See FINRA Report |
Alvaro Fabian Rodriguez | 2076732 | 2 | 10/28/1999 | Customer Dispute | Settled | $28,800.00 | $0.00 | See FINRA Report |