Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Kruse | 4308862 | 1 | 06/28/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martha A Diaz | 4202647 | 2 | 04/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martha A Diaz | 4202647 | 2 | 04/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Edward Miller | 2951875 | 2 | 04/23/2007 | Customer Dispute | Settled | $19,433.00 | $0.00 | See FINRA Report |
| Michael Edward Miller | 2951875 | 2 | 05/01/2002 | Customer Dispute | Denied | $6,200.00 | $0.00 | See FINRA Report |
| Alvaro Fabian Rodriguez | 2076732 | 2 | 10/28/1999 | Customer Dispute | Settled | $28,800.00 | $0.00 | See FINRA Report |