Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Stephen Rieser | 7848529 | 1 | 03/09/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nora Louise Hannon | 7293925 | 2 | 04/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nora Louise Hannon | 7293925 | 2 | 12/09/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jarrod A Ordonez | 7670373 | 1 | 03/12/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Martin John Fahey | 5901694 | 1 | 02/06/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Edward Richie | 7340866 | 1 | 02/16/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Degaetano | 3196347 | 1 | 02/22/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Clarence Eric Fraley | 4434497 | 1 | 12/27/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Paul J Amerling | 4161340 | 1 | 05/16/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darren Marshall Glenn | 2830399 | 1 | 07/19/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |