Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis Ray Romero | 6925265 | 1 | 02/16/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tyrone Ronald Waddell | 3161872 | 1 | 03/30/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |