Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Raquel Galindo | 7159670 | 9 | 02/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 07/14/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dounia Afifeh Lalli | 5293657 | 1 | 11/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 08/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tiffany Collier | 7384435 | 1 | 04/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 02/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Margot Barrenechea | 1715189 | 1 | 11/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 11/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 10/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 08/26/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |