Our Staff has compiled our research into a database of FINRA Broker Disclosures for ADP Broker-Dealer, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yesenia Gomez | 7515693 | 3 | 07/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yesenia Gomez | 7515693 | 3 | 07/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yesenia Gomez | 7515693 | 3 | 06/05/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luke Michael Vandomelen | 6257936 | 4 | 03/15/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Ray Romero | 6925265 | 1 | 02/16/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Laura Raquel Galindo | 7159670 | 9 | 02/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 07/14/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dounia Afifeh Lalli | 5293657 | 1 | 11/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 08/25/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Raquel Galindo | 7159670 | 9 | 02/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |