Our Staff has compiled our research into a database of FINRA Broker Disclosures for Athene Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Steven MacHholz | 5171266 | 1 | 06/24/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Martin Philip Klein | 2711489 | 1 | 04/04/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |