Our Staff has compiled our research into a database of FINRA Broker Disclosures for Athene Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew R Cason | 4833233 | 2 | 09/14/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle Lee Zahn | 4088845 | 1 | 04/19/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jill Marie Ruttenberg | 1393769 | 3 | 10/15/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |