Our Staff has compiled our research into a database of FINRA Broker Disclosures for Athene Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Danielle Anne McCoy | 7062312 | 1 | 06/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Amanda Lynn Schafer | 5732995 | 1 | 04/23/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jaime William Steinkamp | 5088637 | 1 | 07/25/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Angela Lea Ellis | 5969191 | 1 | 11/18/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew R Cason | 4833233 | 2 | 08/13/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeremy Martin Rubin | 4215521 | 1 | 05/22/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley Elizabeth Aldrich | 7147911 | 1 | 02/09/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |