Our Staff has compiled our research into a database of FINRA Broker Disclosures for Athene Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Korie Henry | 6015985 | 1 | 03/29/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Roy Higgins | 2844981 | 16 | 08/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 16 | 08/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlon G Ewing | 7065800 | 1 | 05/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis Roy Higgins | 2844981 | 16 | 10/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 16 | 10/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 16 | 08/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 16 | 11/04/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Roy Higgins | 2844981 | 16 | 08/08/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Danielle Anne Terrones | 7062312 | 1 | 06/28/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |