Our Staff has compiled our research into a database of FINRA Broker Disclosures for Athene Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sabrina Rhea Cordes | 4708311 | 2 | 06/04/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sabrina Rhea Cordes | 4708311 | 2 | 03/13/2009 | Customer Dispute | Denied | $17,016.90 | $0.00 | See FINRA Report |
| Rachel Lynn Guinn | 4123706 | 1 | 09/29/2008 | Customer Dispute | Denied | $36,278.50 | $0.00 | See FINRA Report |
| Todd Kirkman Dougherty | 2536829 | 1 | 09/05/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |