Our Staff has compiled our research into a database of FINRA Broker Disclosures for Finalis Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Shelly Wolfsdorf | 2644785 | 2 | 05/15/2023 | Customer Dispute | Withdrawn | $850,000.00 | $0.00 | See FINRA Report |