Our Staff has compiled our research into a database of FINRA Broker Disclosures for Finalis Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shelly Wolfsdorf | 2644785 | 2 | 07/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Martin Beach | 2764171 | 14 | 06/16/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dylan Gittleman | 4920344 | 1 | 05/07/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mikhail Vasilchikov | 5517879 | 1 | 08/23/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |