Our Staff has compiled our research into a database of FINRA Broker Disclosures for Finalis Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas James Blasen | 1684707 | 2 | 08/15/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kylie Lyn Blasen | 7585557 | 1 | 01/13/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeb J Altonaga | 6588028 | 1 | 03/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |