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FINRA Broker Disclosures for Finalis Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Finalis Securities LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Dennis Michael Azary2384263102/02/2024Customer DisputePending$2,000,000.00$0.00See FINRA Report
David Martin Beach27641711406/06/2005Customer DisputePending$42,000.00$0.00See FINRA Report

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