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FINRA Broker Disclosures for Finalis Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Finalis Securities LLC. Search or filter the database to find more about a specific broker.

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Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
David Martin Beach27641711412/07/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Craig Paul Primo4290668108/16/2004Customer DisputeDenied$15,000.00$0.00See FINRA Report
Scott J Silver1230741309/08/1998Customer DisputeDenied$70,000.00$0.00See FINRA Report

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