Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kristine Elizabeth Sullivan | 4737847 | 1 | 06/15/2017 | Customer Dispute | Withdrawn | $20,710.60 | $0.00 | See FINRA Report |
| Harvey Gerald Stein | 1231200 | 2 | 07/06/2016 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |