Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Robert Thomas Smalanskas | 2010331 | 10 | 08/10/2023 | Customer Dispute | Denied | $8,273.00 | $0.00 | See FINRA Report |
Robin Dale Blackman | 1280469 | 1 | 05/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Edward Anthony Burgio | 5817397 | 1 | 07/24/2018 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
Matthew I Levine | 1808937 | 2 | 02/01/2018 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Matthew I Levine | 1808937 | 2 | 12/13/2016 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
Charles Anthony Triaga | 1804643 | 1 | 06/01/2016 | Customer Dispute | Denied | $10,789.40 | $0.00 | See FINRA Report |
Martin Phillip Halberg | 2738668 | 2 | 10/16/2015 | Customer Dispute | Denied | $20,164.20 | $0.00 | See FINRA Report |
James Frederick Kimmel | 2573907 | 1 | 09/20/2012 | Customer Dispute | Denied | $85,887.00 | $0.00 | See FINRA Report |
Chad Grover Gildig | 2510924 | 3 | 08/03/2012 | Customer Dispute | Denied | $296,000.00 | $0.00 | See FINRA Report |
Craig Allan Middendorf | 1164834 | 1 | 07/18/2011 | Customer Dispute | Denied | $60,719.10 | $0.00 | See FINRA Report |