Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Kent Hiss | 1599380 | 1 | 12/12/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Franklin Shenk | 2876098 | 2 | 12/07/2022 | Customer Dispute | Settled | $433,000.00 | $0.00 | See FINRA Report |
| Walter Ickert | 254588 | 2 | 11/15/2022 | Customer Dispute | Settled | $83,000.00 | $0.00 | See FINRA Report |
| Walter Ickert | 254588 | 2 | 11/09/2022 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| James D Davis | 4222532 | 2 | 10/25/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| James Franklin Shenk | 2876098 | 2 | 09/06/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| James D Davis | 4222532 | 2 | 08/12/2022 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Justin Matthew Connors | 2805785 | 3 | 04/18/2022 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Maziar Monshi | 2629721 | 4 | 10/28/2021 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Stephen Michael Angelis | 1465037 | 2 | 07/15/2021 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |