Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chad Grover Gildig | 2510924 | 3 | 07/15/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mara Otley | 4432590 | 1 | 07/15/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cedric Levye | 5495885 | 2 | 07/01/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Thomas Smalanskas | 2010331 | 10 | 05/21/2024 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Matthew W Hiss | 5386963 | 1 | 05/06/2024 | Customer Dispute | Pending | $125,942.00 | $0.00 | See FINRA Report |
| Brendan Michael Kelly | 2208036 | 2 | 04/09/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Kent Hiss | 1599380 | 1 | 12/12/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Glen Nielson | 4546896 | 1 | 08/17/2023 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Robert Thomas Smalanskas | 2010331 | 10 | 08/10/2023 | Customer Dispute | Denied | $8,273.00 | $0.00 | See FINRA Report |
| David Ta-Wai Yu | 5484970 | 1 | 06/08/2023 | Customer Dispute | Pending | $76,150.00 | $0.00 | See FINRA Report |