Our Staff has compiled our research into a database of FINRA Broker Disclosures for IFP Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Chad Grover Gildig | 2510924 | 3 | 07/15/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mara Otley | 4432590 | 1 | 07/15/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Brendan Michael Kelly | 2208036 | 2 | 04/09/2024 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mark James Dickman | 2066229 | 3 | 12/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mark James Dickman | 2066229 | 3 | 12/20/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Adam Gregory Frey | 5459088 | 1 | 10/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Scott Duncan Mohler | 2721806 | 2 | 10/05/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Eric John Zebrauskas | 4391319 | 5 | 10/03/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Jiahong Yan | 5951366 | 1 | 12/01/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Mark M Jaeger | 5128370 | 1 | 07/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |