Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bancwest Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Junko Nagai | 5333608 | 1 | 07/22/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Smansa Chu | 4622508 | 1 | 08/06/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Monessa N Duran | 5818284 | 1 | 03/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Cochran | 1306487 | 2 | 10/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Cochran | 1306487 | 2 | 09/22/2011 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Jay Frederick Haffley | 4265323 | 4 | 05/23/2011 | Customer Dispute | Settled | $14,611.00 | $0.00 | See FINRA Report |
| Jeffery Alex McKannay | 1558453 | 4 | 08/11/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Maya Gervis | 2314649 | 7 | 03/30/2009 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| Gabriel Dibildox | 4165846 | 1 | 02/17/2009 | Customer Dispute | Settled | $2,016.94 | $0.00 | See FINRA Report |
| Maya Gervis | 2314649 | 7 | 09/19/2008 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |