Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bancwest Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raul Hernandez | 5610454 | 1 | 09/07/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles Hopkins | 6346880 | 1 | 10/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel J Smith | 5883102 | 1 | 06/01/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Hamza Farooquee | 6554985 | 1 | 09/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Junko Nagai | 5333608 | 1 | 07/22/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Chad Michael Webster | 5493951 | 2 | 11/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Smansa Chu | 4622508 | 1 | 08/06/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jessica Arlin Dun Young | 5844501 | 1 | 07/10/2019 | Customer Dispute | Denied | $44,854.00 | $0.00 | See FINRA Report |
| Ronald Dana Fisher | 2390801 | 1 | 02/15/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Dexter L Benjamin | 4330584 | 2 | 02/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |