Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bancwest Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Hopkins | 6346880 | 1 | 10/25/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hamza Farooquee | 6554985 | 1 | 09/01/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronald Dana Fisher | 2390801 | 1 | 02/15/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jay Frederick Haffley | 4265323 | 4 | 11/27/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joseph McManus | 6380065 | 1 | 12/11/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Frederick Haffley | 4265323 | 4 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Howe | 6761331 | 1 | 01/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Rader | 1946865 | 2 | 06/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Capozzi | 1839567 | 1 | 06/17/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Dunlap | 5755997 | 2 | 12/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |