Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bancwest Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jessica Arlin Dun Young | 5844501 | 1 | 07/10/2019 | Customer Dispute | Denied | $44,854.00 | $0.00 | See FINRA Report |
| Douglas James Perry | 4445275 | 2 | 06/29/2016 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Douglas James Perry | 4445275 | 2 | 12/08/2015 | Customer Dispute | Denied | $11,082.00 | $0.00 | See FINRA Report |
| Ryan Stott | 3059132 | 1 | 12/31/2013 | Customer Dispute | Denied | $60,734.00 | $0.00 | See FINRA Report |
| Karyn Erne Beltran-Medina | 2896154 | 1 | 07/11/2012 | Customer Dispute | Denied | $103,579.00 | $0.00 | See FINRA Report |
| David H Marinoff | 5435090 | 1 | 09/04/2010 | Customer Dispute | Denied | $18,641.80 | $0.00 | See FINRA Report |
| Jody Lee McNerney | 4269229 | 1 | 03/15/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Rodney Ray Gates | 2526233 | 4 | 03/31/2009 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Rodney Ray Gates | 2526233 | 4 | 02/10/2009 | Customer Dispute | Denied | $14,350.00 | $0.00 | See FINRA Report |
| Rodney Ray Gates | 2526233 | 4 | 10/08/2008 | Customer Dispute | Denied | $24,048.00 | $0.00 | See FINRA Report |