Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bancwest Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Junko Nagai | 5333608 | 1 | 07/22/2020 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Smansa Chu | 4622508 | 1 | 08/06/2019 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jessica Arlin Dun Young | 5844501 | 1 | 07/10/2019 | Customer Dispute | Denied | $44,854.00 | $0.00 | See FINRA Report |
| Monessa N Duran | 5818284 | 1 | 03/16/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Douglas James Perry | 4445275 | 2 | 06/29/2016 | Customer Dispute | Denied | $31,000.00 | $0.00 | See FINRA Report |
| Douglas James Perry | 4445275 | 2 | 12/08/2015 | Customer Dispute | Denied | $11,082.00 | $0.00 | See FINRA Report |
| Chad Michael Webster | 5493951 | 2 | 10/15/2015 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Jeffery Alex McKannay | 1558453 | 4 | 02/11/2014 | Customer Dispute | Withdrawn | $275,313.00 | $0.00 | See FINRA Report |
| Ryan Stott | 3059132 | 1 | 12/31/2013 | Customer Dispute | Denied | $60,734.00 | $0.00 | See FINRA Report |
| Thomas Edward Cochran | 1306487 | 2 | 10/03/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |