Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Dax Carlyle Allred | 7841428 | 1 | 09/02/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Dana Greathouse | 4619600 | 1 | 08/06/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Allen Huggins Johnson | 1578606 | 1 | 10/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |