Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Jacob Garcia | 1471037 | 3 | 04/02/2003 | Customer Dispute | Award / Judgment | $100,000.00 | $0.00 | See FINRA Report |
| Seth Adam Radow | 1278347 | 4 | 03/05/1998 | Customer Dispute | Award / Judgment | $172,083.00 | $106,129.00 | See FINRA Report |