Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Mirolli | 5116067 | 5 | 09/21/2023 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Seth Adam Radow | 1278347 | 4 | 11/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Kane | 2419516 | 6 | 11/02/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Torey Carr | 3242989 | 2 | 05/15/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| William Torey Carr | 3242989 | 2 | 04/06/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Daniel Paul McCarthy | 2273239 | 1 | 06/17/2008 | Customer Dispute | Denied | $364,100.00 | $0.00 | See FINRA Report |
| Andrew Kane | 2419516 | 6 | 02/20/2008 | Customer Dispute | Denied | $22,788.70 | $0.00 | See FINRA Report |
| Jack Matthew Cayce | 4189311 | 2 | 04/06/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Dennis Piershale | 1108465 | 5 | 02/25/2004 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Dennis Piershale | 1108465 | 5 | 06/04/2001 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |