Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Kane | 2419516 | 6 | 03/29/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patricia Ann Erickson | 1210855 | 1 | 06/29/2005 | Customer Dispute | Closed-No Action | $89,004.00 | $0.00 | See FINRA Report |
| Michael Dennis Piershale | 1108465 | 5 | 12/04/2002 | Customer Dispute | Closed-No Action | $5,100.00 | $0.00 | See FINRA Report |