Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Scott Mirolli | 5116067 | 5 | 09/21/2023 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Robert Brian Wolfe | 2268259 | 6 | 12/20/2022 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Robert Brian Wolfe | 2268259 | 6 | 02/28/2022 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Robert Brian Wolfe | 2268259 | 6 | 02/28/2022 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| David Scott Mirolli | 5116067 | 5 | 12/06/2021 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Robert Brian Wolfe | 2268259 | 6 | 09/30/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Brian Wolfe | 2268259 | 6 | 08/19/2021 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Brian Wolfe | 2268259 | 6 | 08/12/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Allen Pierce | 4583553 | 2 | 12/07/2020 | Customer Dispute | Settled | $718,000.00 | $0.00 | See FINRA Report |
| Christopher David Pullaro | 4719289 | 3 | 12/07/2020 | Customer Dispute | Settled | $718,000.00 | $0.00 | See FINRA Report |