Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rita Raeanne Pollard | 7575328 | 1 | 06/03/2024 | Customer Dispute | Settled | $6,177.42 | $0.00 | See FINRA Report |
| Jennifer Lynn Greenleaf | 7073231 | 2 | 11/15/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Michael Scott Nixon | 5673343 | 3 | 11/15/2023 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gunnar Swain Gavin | 5965784 | 1 | 09/18/2023 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Adam W Claussen | 5977153 | 2 | 02/23/2023 | Customer Dispute | Settled | $13,078.50 | $0.00 | See FINRA Report |
| Anthony Edward Alvarez | 4911762 | 2 | 02/17/2023 | Customer Dispute | Settled | $9,100.00 | $0.00 | See FINRA Report |
| Daniel Patrick Corey | 6319568 | 4 | 03/14/2022 | Customer Dispute | Settled | $22,253.00 | $0.00 | See FINRA Report |
| August Anthony Ferretti | 6781808 | 2 | 02/11/2022 | Customer Dispute | Settled | $9,174.00 | $0.00 | See FINRA Report |
| Mark Anthony Feliciano | 6369897 | 2 | 08/10/2021 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Adam J Rutstein | 4621152 | 7 | 09/25/2020 | Customer Dispute | Settled | $15,670.00 | $0.00 | See FINRA Report |