Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin Martinez | 4268255 | 7 | 05/23/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adam J Rutstein | 4621152 | 7 | 11/17/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Fred Tommy van Dyck | 4718155 | 2 | 01/05/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |