Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Joseph Kelly | 3186443 | 1 | 12/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David James Hensley | 6679544 | 1 | 03/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori H Moncada | 5473199 | 2 | 01/08/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Carwin Linford | 4462448 | 1 | 12/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Martinez | 4268255 | 7 | 10/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Carl Halstead | 4120352 | 2 | 05/31/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori H Moncada | 5473199 | 2 | 04/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Martinez | 4268255 | 7 | 08/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edwin Martinez | 4268255 | 7 | 04/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Irvin | 7026604 | 1 | 10/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |