Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luke Francis Brignola | 6893438 | 2 | 04/08/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Luke Francis Brignola | 6893438 | 2 | 03/18/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Wesley Barlow | 7548385 | 3 | 03/10/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kyle Benjamin Fults | 5819563 | 3 | 09/15/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian James Rickert | 7724767 | 1 | 06/18/2013 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Margeson | 7496212 | 1 | 08/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Devin E Crandall | 7630755 | 1 | 10/06/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lawrence Tchou | 6692774 | 1 | 04/29/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Kyle Tietsort | 6666556 | 1 | 05/08/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Christopher Guild | 6419929 | 1 | 06/01/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |