Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tevin Gibson | 7221009 | 1 | 10/14/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 06/28/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Thomas Turner | 1744458 | 1 | 03/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Peter Spencer | 6827419 | 2 | 11/19/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 08/08/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandriene Soleil Semidey-Simon | 7299994 | 1 | 06/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brittnei Mary Magdalene Larue | 7393199 | 1 | 04/29/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Jefferson Wallace | 5443513 | 6 | 04/10/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Shelby Cavileer | 7185592 | 1 | 08/31/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |