Our Staff has compiled our research into a database of FINRA Broker Disclosures for Triad Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
David Arthur Hicks | 733045 | 3 | 10/02/2018 | Customer Dispute | Withdrawn | $63,300.00 | $0.00 | See FINRA Report |