Our Staff has compiled our research into a database of FINRA Broker Disclosures for Triad Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andres Antonio Favela | 5586094 | 1 | 04/03/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Trevor John Yochum | 6362279 | 1 | 05/20/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Danielle Lee Ott | 6225441 | 1 | 02/26/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Vance Kampstra | 5645590 | 1 | 10/08/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Albert Lieberum | 4537120 | 1 | 12/10/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Dewain Todaro | 7326485 | 1 | 12/06/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derek Levi Cate | 5629880 | 1 | 10/09/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Brandenburg | 1000539 | 11 | 07/29/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Scott Brandenburg | 1000539 | 11 | 04/02/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Robert Rose | 404057 | 3 | 09/20/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |