Our Staff has compiled our research into a database of FINRA Broker Disclosures for Triad Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Michael Cason | 2455720 | 9 | 04/19/2022 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Darrin Stuart Cohen | 2488435 | 3 | 11/09/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Sheldon Lineweaver | 2167805 | 3 | 08/24/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Curt A Caserta | 2709324 | 1 | 03/30/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Lee Alan Duckworth | 2097591 | 5 | 03/30/2021 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Roy Evans Williams | 1161149 | 3 | 12/03/2020 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter James Alofsin | 2274434 | 3 | 07/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lee Alan Duckworth | 2097591 | 5 | 07/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Lee Robare | 1057899 | 3 | 06/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter James Alofsin | 2274434 | 3 | 06/09/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |