Our Staff has compiled our research into a database of FINRA Broker Disclosures for Triad Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Louis Pusser | 4687904 | 1 | 06/27/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Cason | 2455720 | 9 | 04/19/2022 | Customer Dispute | Settled | $100,001.00 | $0.00 | See FINRA Report |
| Patrick Rankin Chitwood | 871271 | 1 | 03/02/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Jeena Patel | 4881591 | 1 | 02/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Michael Cason | 2455720 | 9 | 01/14/2022 | Customer Dispute | Pending | $236,085.00 | $0.00 | See FINRA Report |
| Daniel Robert Bregen | 2380377 | 1 | 01/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Lewis Jones | 2539111 | 4 | 11/22/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Darrin Stuart Cohen | 2488435 | 3 | 11/09/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| James Gordon Tegtmeier-Hedinger | 4042452 | 2 | 10/19/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Sheldon Lineweaver | 2167805 | 3 | 08/24/2021 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |