Our Staff has compiled our research into a database of FINRA Broker Disclosures for Triad Advisors LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Louis Pusser | 4687904 | 1 | 06/27/2022 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Patrick Rankin Chitwood | 871271 | 1 | 03/02/2022 | Customer Dispute | Pending | $1,000,000.00 | $0.00 | See FINRA Report |
| Joseph Michael Cason | 2455720 | 9 | 01/14/2022 | Customer Dispute | Pending | $236,085.00 | $0.00 | See FINRA Report |
| Jack Lewis Jones | 2539111 | 4 | 11/22/2021 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Jeffery M (Initial Only) Sorensen | 1623946 | 2 | 08/24/2021 | Customer Dispute | Pending | $436,200.00 | $0.00 | See FINRA Report |
| Max Theisen Larsen | 1406283 | 3 | 08/24/2021 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| William Daniel Prestage | 5750312 | 1 | 01/26/2021 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |
| Jeffery M (Initial Only) Sorensen | 1623946 | 2 | 01/26/2021 | Customer Dispute | Pending | $114,000.00 | $0.00 | See FINRA Report |
| David Wayne Hudson | 4635529 | 1 | 02/27/2018 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Gloria Marie Koester | 2749527 | 1 | 08/23/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |