Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jennifer Diane Lander | 6321163 | 2 | 01/18/2024 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Thomas Caine Shultz | 5614228 | 3 | 04/05/2023 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Lei Shen | 5769894 | 4 | 01/06/2023 | Customer Dispute | Settled | $1,500,000.00 | $0.00 | See FINRA Report |
| Todd Walter Gottel | 6413779 | 2 | 08/25/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Edward van Meter | 4557517 | 3 | 06/29/2022 | Customer Dispute | Settled | $349,483.00 | $0.00 | See FINRA Report |
| Wayne Craig Stewart | 2462780 | 2 | 06/24/2022 | Customer Dispute | Settled | $50,001.00 | $0.00 | See FINRA Report |
| Christopher Warren Wright | 4134973 | 7 | 06/08/2022 | Customer Dispute | Settled | $135,000.00 | $0.00 | See FINRA Report |
| Thomas Caine Shultz | 5614228 | 3 | 05/23/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincent Keith Annable | 1033573 | 2 | 04/13/2022 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Donald Lee Wells | 1217316 | 3 | 03/07/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |