Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth John Fischer | 6081598 | 1 | 09/29/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Aaron Lawson Brooks | 5941129 | 2 | 04/22/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Ann Miller | 600311 | 3 | 10/15/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig M Wiener | 1401644 | 1 | 10/07/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |