Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean Patrick Gunning | 6194169 | 2 | 01/30/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean Patrick Gunning | 6194169 | 2 | 01/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Christopher Kovacs | 6350933 | 2 | 11/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lloyd Thomas Layton | 1618414 | 3 | 08/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dan Holzer | 5779187 | 2 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward van Meter | 4557517 | 3 | 08/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Lee Wells | 1217316 | 3 | 03/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Roemerman | 5300140 | 1 | 11/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dan Holzer | 5779187 | 2 | 11/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Carmen Dean Morrone | 1898874 | 2 | 03/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |